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Legal document

Identity verification (KYC / KYB)

Documents and verification process under Spanish Law 10/2010, EU AMLDs, the Bank Secrecy Act, the USA PATRIOT Act and FinCEN rules.

Updated: 2026-06-01

⚠️ Informational template. This document is a preliminary version pending review by counsel in each applicable jurisdiction (US + EU/Spain). It does not constitute binding legal advice.

Data controller and service operator:

1. Legal framework

Spain and EU

  • Law 10/2010 AML.
  • RD 304/2014 — implementing regulation.
  • Directive (EU) 2015/849 (4AMLD) and (EU) 2018/843 (5AMLD).
  • Supervisor: SEPBLAC.

United States

  • Bank Secrecy Act (31 U.S.C. § 5311 et seq.).
  • USA PATRIOT Act — AML sections.
  • FinCEN Customer Due Diligence Rule (CDD Rule).
  • OFAC sanctions screening.

2. Why KYC?

Without approved KYC, you cannot operate above the established threshold (EUR 200 / USD equivalent). It is a legal AML obligation.

3. Documents — individuals

For users in Spain / EU

  • Valid ID — front + back (DNI/NIE/Passport).
  • Selfie with ID.
  • Recent proof of address (≤ 3 months) — utility bill, bank statement, residence certificate.

For users in the United States

  • Government-issued photo ID (driver's license, passport, state ID).
  • Selfie with ID.
  • Recent proof of address (utility bill, bank statement).
  • Taxpayer Identification Number (SSN or ITIN) when applicable.

4. Documents — professionals (KYB)

For users in Spain / EU

  • CIF + incorporation deed / powers.
  • Tax address proof.
  • Representative ID.
  • Ultimate Beneficial Owner (UBO) identification under 5AMLD.

For users in the United States

  • EIN + Articles of Incorporation/Organization.
  • Beneficial Ownership Information (BOI) under the Corporate Transparency Act and FinCEN rules.
  • Authorized representative ID.

5. OFAC and sanctions screening

Every KYC onboarding passes automated screening against:

  • OFAC SDN and sectoral lists.
  • Consolidated EU and UN lists.
  • National SEPBLAC list.

6. Process

  1. Submit documents from My account → KYC.
  2. Automated screening (non-decisional).
  3. Human review by compliance (≤ 5 business days).
  4. Decision: approved, additional info required, or rejected.
  5. Email notification + audit log entry.

7. Human decision

AI does not decide KYC. Per GDPR art. 22 and FinCEN/SEPBLAC best practices, approval or rejection is always manual and logged with operator ID.

8. Retention

KYC documents encrypted for 6 years after account closure (Law 10/2010 / BSA minimum 5 years, extended by best practice). Inaccessible to anyone outside compliance.

9. EDD — Enhanced Due Diligence

EDD applies when:

  • Operation exceeds internal thresholds.
  • Counterparty from high-risk jurisdiction (FATF list).
  • PEPs (Politically Exposed Persons).
  • Unusual pattern flagged by anti-fraud.

10. Reporting

Suspicious operations are reported to SEPBLAC (Spain) and/or FinCEN (SAR — Suspicious Activity Report) (US) as applicable, without notifying the user (tipping-off prohibited).

11. Contact

legal@goldsilverglobal.net / dpo@goldsilverglobal.net. Last updated: 2026-06-01.